Disclosures and Disclaimers
IMPORTANT INFORMATION REGARDING OUR WEBSITE AND ITS CONTENT
GENERAL INFORMATION
Occam Capital® Management, LLC (“We,” “Us,” “Our,” or “Occam Capital®”) is an investment advisor firm registered pursuant to the laws and regulations of the U.S. Securities and Exchange Commission. Registration of an investment advisor does not imply any level of skill or training. Our principal offices are located in Pittsford, New York.
The financial philosophy of our firm centers on providing portfolio management services and project-based advisory consultations to assist individuals, high net-worth individuals, non-profit organizations, and businesses in achieving their long-term financial goals.
ADVISORY REGULATIONS
Our firm and investment advisor representative(s) are in compliance with the current regulatory filing requirements imposed by the states where we conduct business. We only transact business in states where we have made the requisite filings or operate pursuant to an exemption from the filing requirements.
Our Form CRS summarizes our advisory service offerings and is available at https://occamcapital.com for review. A copy of our Brochure, which details our firm’s operations, services, and advisory fees, is also available at https://occamcapital.com. If you need additional information or documentation, please contact us.
Subsequent or direct communication by Occam Capital® with a prospective client will be conducted by an investment advisor representative of our firm that is registered or qualifies for an exemption or exclusion from the regulatory filing requirements of the state where the prospective client resides.
LIMITATIONS OF INFORMATION
Unless otherwise indicated, all web pages, interactive features, widgets, blogs, the respective content (including but not limited to linked economic calculators or similar interactive devices), and materials presented on our website are owned by Occam Capital®.
We may link or post publications by unaffiliated third parties (“third-party sites”) to our website. Although such publications have been compiled from sources believed to be reliable, accuracy and completeness cannot be guaranteed. Furthermore, we do not make any representation or warranty as to the accuracy, timeliness, suitability, completeness, or relevance of information on linked third-party sites.
Consumers or prospective clients should not construe any information or data on our website as a provision of personalized investment advisory recommendations or a solicitation to effect or an attempt to effect transactions in securities. There can be no assurance that any investment strategy, specific securities, or investment vehicles (including those discussed or recommended by Occam Capital®) will be profitable or equal any historical performance level(s). Investments involve varying degrees of risk. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Consumers or prospective clients should consult with a qualified financial professional or tax adviser before implementing strategies, investment vehicles, or securities discussed on our website (or in linked content).
USER CONSENT TO TERMS AND CONDITIONS
Use of our website and materials presented on it are subject to the limitations, terms, and conditions set forth herein. Each consumer and prospective client agrees, as a condition precedent to access our website, to release and hold harmless Occam Capital®, its officers, directors, owners, employees, and agents from all adverse consequences resulting from any actions or omissions that are independent of the receipt of personalized individual advice from Occam Capital®.
DISCLAIMERS
Use of Certain Terms. Our website uses the term “Registered Investment Advisor,” the acronym “RIA,” or indicates investment advisor registration with the U.S. Securities and Exchange Commission (“SEC”). Please note that these terms or such language do not imply any specific skill or training level of an investment advisor firm.