Occam Capital® Management LLC – A Registered Investment Advisor

Occam Capital® Management, LLC

Offering Investment Management Services to individuals, non-profit organizations, and businesses.

Generally, our long-term value approach encompasses investing in large-capitalization domestic and international equities and investment grade taxable and tax-exempt bonds. Occam Capital® Management, LLC is a registered investment adviser with the United States Securities and Exchange Commission (SEC).

Our firm’s Brochure, Form ADV Part 1A and Part 2A is available at the SEC’s website: https://adviserinfo.sec.gov/

Financial Analysis

Recommendations begin by combining a top-down economic overview with a bottom-up process using traditional methods of financial analysis to select individual securities.

Valuation Screening Ratios

Price/Earning
Price/Sales
Price/Cash Flow
Fixed Charges Coverage

Long Term Strategies

Tax Situation
Cash Flow
Total Return Objectives
Time Horizon
Risk Tolerance

Economic Outlook

Fiscal Policies
Monetary Policies
Balance of Trade Data
Relative Currency Strength

Client Annual Fee Schedule

Occam Capital ® Management, LLC retains the right to negotiate the fee schedule.
Occam Capital ® may waive the minimum annual fee based on circumstances that we deem pertinent.
For the purpose of calculating the minimum annual fee, related advisory accounts
(i.e., families or members of the same household, etc) are treated as one account.
All fees are paid quarterly in advance based upon the market value of the assets at the end of each quarter.

Equity & Balanced Accounts

1.00% of the first $1,000,000
.75% in excess of $1,000,000

Fixed Income Accounts

.60% of the first $1,000,000
.50% in excess of $1,000,000

SEC Form CRS

Occam Capital® Managment, LLC is registered as an investment adviser with the Securities and Exchange Commission. Brokerage and investment advisory services and fees differ and it is important for you to understand these differences.

Download to review Form CRS & Form ADV Part 2A Brochure by selecting View Fullscreen.

Profiles

Priscilla Baker Jones

CFP™ Managing Director

Ms. Baker Jones has over 30 years of experience in the financial services business. Prior to forming Occam Capital® Management, she was vice-president, equity strategist/researcher and an equity, fixed income and balanced portfolio manager at GeoVest Advisors, Inc. Prior thereto, Ms. Baker Jones was a Financial Planner at Prudential Bache Securities and a branch manager at Manufacturers Hanover Trust Company.

Ms. Baker Jones attended the M.B.A. program at the University of Rochester and holds a B.A. in International Studies from Ohio State University. She holds the Certified Financial Planner (CFPTM) designation, and has served two non-consecutive terms as President of the Chartered Financial Analyst (CFA) Society of Rochester.

Linda C. Sabha

Operations Manager

Ms. Sabha is responsible for Client Service and Operations for the firm.

Prior to joining Occam Capital®, Ms. Sabha had 11 years' experience as office manager and tax professional at the Premium H&R Block Penfield Office. Ms. Sabha was responsible for all office operations as well as supervising and training of all tax office associates.

Prior thereto, Ms. Sabha retired after 30 years' as National Account Executive for Lucent Technologies, formerly known as AT&T.